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Overcoming Rank Collapse in Feedback Alignment

Gauthier Boeshertz, Razvan Pascanu, Claudia Clopath

cs.LG
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#3066 of 5669 · cs.LG
Tournament Score
1392±43
10501750
50%
Win Rate
10
Wins
10
Losses
20
Matches
Rating
5.5/ 10
Significance5.5
Rigor6.5
Novelty5
Clarity7.5

Abstract

Backpropagation (BP) is widely viewed as biologically implausible, in part because it requires feedback weights to be the transpose of forward weights for error propagation. Interestingly, when training a network with fixed random feedback weights to circumvent this issue, learning aligns the forward weights with the feedback weights, leading the backpropagated error signal to become an approximation of the standard gradient used by BP. This process, called Feedback Alignment (FA), occurs in MLPs and very shallow CNNs but does not scale well to deeper architectures. In this work, we first investigated differences between BP and FA models, trained on CIFAR10, specifically focusing on the effective rank of the signal. We found that the FA error has a considerably lower rank and hence is constrained to a lower-dimensional subspace compared to BP, limiting exploration of the parameter space. Motivated by this observation, we evaluated two mechanisms for increasing the effective dimensionality of FA: Muon, an optimiser that orthogonalises weight updates; and hidden activity normalisation, which promotes activation orthogonality. Across larger architectures and benchmarks, we find that these methods consistently improve over FA baselines, for example, on CIFAR100 with a Resnet-18, accuracy increases by 9 percentage points. Our results identify low-dimensional gradient dynamics as a key obstacle to scaling FA and suggest that inducing higher-dimensional update geometry is a promising route toward scaling alternatives to backpropagation.

AI Impact Assessments

(1 models)

Scientific Impact Assessment: "Overcoming Rank Collapse in Feedback Alignment"

1. Core Contribution

This paper provides a diagnosis and partial remedy for a well-known problem: Feedback Alignment (FA) fails to scale to deeper architectures. The core insight is that FA gradients suffer from rank collapse — they become confined to a low-dimensional subspace compared to backpropagation (BP) gradients, limiting the parameter space exploration needed for weight-feedback alignment to continue. The paper proposes two complementary interventions: (1) the Muon optimizer, which orthogonalizes momentum updates to flatten the singular value spectrum, and (2) Batch Normalization (BN), which promotes orthogonal hidden representations. Combined, these yield substantial improvements: e.g., ResNet-18 on CIFAR-100 jumps from 1.4% (baseline FA) to 46.1% (Muon+BN).

The contribution is primarily diagnostic rather than algorithmic — neither Muon nor BN is novel, but the paper reinterprets their utility through the lens of gradient dimensionality in the FA setting, which is a genuinely new perspective.

2. Methodological Rigor

The experimental methodology is generally sound, with systematic controlled comparisons:

Strengths in methodology:

  • Clean ablation structure varying depth (1-4 layers), optimizers (SGD, AdamW, Muon), and normalization (with/without BN)
  • Multiple complementary metrics: weight alignment, gradient alignment, effective rank of gradients, gradient trajectory dimensionality, feature dimensionality
  • The low-rank SGD control experiment (Figure 3) is well-designed — showing that deliberately reducing update dimensionality catastrophically harms FA while leaving BP relatively unaffected
  • The noise injection experiment (Appendix D) rules out the alternative hypothesis that arbitrary high-dimensional perturbations suffice
  • The Freon interpolation (Appendix C) provides a smooth parameterization between SGD and Muon, showing monotonic improvement
  • Weaknesses in methodology:

  • Only 2 random seeds per experiment is minimal, though the authors claim stability
  • The causal direction of the rank collapse → poor performance link is not definitively established; it could be correlational (poor learning → low-rank gradients)
  • The paper lacks formal theoretical analysis of why FA gradients should be lower rank. The observation is empirical, and a theoretical treatment would strengthen the claims significantly
  • CIFAR-10/100 and Tiny ImageNet are relatively small-scale benchmarks; the gap with BP remains very large (e.g., 46.1% vs 75.2% on CIFAR-100 with ResNet-18)
  • 3. Potential Impact

    Within the FA/bio-plausible learning community: This paper provides actionable insights. Identifying rank collapse as a bottleneck gives the community a concrete target for future methods. The observation that gradient geometry, not just alignment, matters is a useful reframing.

    Within optimization theory: The finding that Muon's benefits are much more pronounced in FA than BP is interesting — it suggests FA is a useful "stress test" for understanding optimizer behavior when learning signals are approximate.

    Biological plausibility: As the authors acknowledge, neither Muon nor BN is biologically plausible in its current form. However, the connection to divisive normalization and homeostatic regulation (discussed in Section 6) opens interesting bridges to neuroscience. The suggestion that maintaining high-dimensional representations is crucial for learning with approximate error signals could inform neural coding theories.

    Practical impact: Limited. FA still substantially underperforms BP, and the paper does not claim to close this gap. The practical utility of FA itself remains unclear outside neuroscience-motivated research.

    4. Timeliness & Relevance

    The paper is timely in two respects:

  • Muon is a very recent optimizer gaining attention in the LLM community; applying it to FA is novel and reveals properties of Muon beyond its standard use case
  • Biologically plausible learning remains an active research area, and understanding FA's failure modes has been an open question since Bartunov et al. (2018) highlighted scaling issues
  • However, the field has somewhat moved beyond pure FA toward methods that adapt feedback weights (Akrout et al., 2019; Kunin et al., 2020) or use other credit assignment schemes. The paper's self-imposed constraint of not adapting feedback weights limits its relevance to a subset of the bio-plausible learning literature.

    5. Strengths & Limitations

    Key strengths:

  • Clear, well-structured narrative from diagnosis to intervention to validation
  • The effective rank analysis provides a compelling geometric explanation for FA failure
  • Comprehensive set of control experiments (low-rank SGD, noise injection, Freon interpolation) that strengthen the causal interpretation
  • Complementarity of Muon and BN is demonstrated, suggesting they address related but distinct aspects of the problem
  • Extensive appendix with per-layer, per-depth analyses
  • Notable limitations:

  • The gap between FA and BP remains large (often 20-30+ percentage points), limiting practical significance
  • No theoretical justification for why FA gradients exhibit rank collapse — the paper is entirely empirical
  • The paper doesn't compare to more recent FA variants (sign-concordant feedback, learned feedback) that partially close the BP-FA gap
  • BN's effects on FA could be confounded by its many other benefits (smoother optimization landscape, learning rate robustness), and the paper does not disentangle these
  • Scale remains modest — no experiments on ImageNet-scale or with modern architectures (ViTs, etc.)
  • The local loss approach (Appendix B) is acknowledged to not scale, which weakens the "dimensionality is the key" narrative somewhat
  • Summary

    This is a well-executed diagnostic study that identifies gradient rank collapse as a key failure mode of FA and demonstrates that two existing techniques (Muon, BN) can partially mitigate it. The paper's main value lies in its geometric analysis rather than in proposing new methods. While the improvements are substantial in relative terms, the absolute gap with BP remains large, and the lack of theoretical grounding limits the depth of the contribution. The work will be useful to the bio-plausible learning community but has limited broader impact.

    Rating:5.5/ 10
    Significance 5.5Rigor 6.5Novelty 5Clarity 7.5

    Generated Jun 10, 2026

    Comparison History (20)

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    Paper 2 has higher estimated impact: it tackles a central, timely problem in deep learning—scaling biologically plausible alternatives to backprop—introduces a clear mechanistic diagnosis (rank collapse of the FA error signal), and demonstrates consistent performance gains on modern architectures/benchmarks (e.g., ResNet-18 on CIFAR100). The insight about low-dimensional gradient dynamics can influence optimization, learning theory, and neuroscience-inspired ML. Paper 1 is valuable for fairness in synthetic data, but its contributions are more niche and method-focused (PGM SDG, group-wise models) with narrower cross-field reach.

    gpt-5.2·Jun 12, 2026
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    gemini-3.1-pro-preview·Jun 10, 2026
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    gpt-5.2·Jun 10, 2026
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    claude-opus-4-6·Jun 10, 2026
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    gpt-5.2·Jun 10, 2026
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    gpt-5.2·Jun 10, 2026
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    claude-opus-4-6·Jun 10, 2026
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    gemini-3.1-pro-preview·Jun 10, 2026
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    gpt-5.2·Jun 10, 2026