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The Random Subsequence Model and Uniform Codes for the Deletion Channel

Ryan Jeong, Francisco Pernice

Apr 8, 2026arXiv:2604.07234v1
cs.ITcond-mat.dis-nnmath.COmath.PR
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Scorecard· 5/16
8.5/10 impact

Abstract

We introduce the Random Subsequence Model, a spin glass model on pairs of random strings (X,Y)∈{0,1}N×{0,1}M(X,Y) \in \{0,1\}^N \times \{0,1\}^M whose partition function counts subsequence embeddings of YY into XX. We study two variants: the null model, where XX and YY are independent and uniform, and the planted model, where XX is uniform and YY is a uniformly-random length-MM subsequence of XX. We connect the Random Subsequence Model to longstanding problems in various fields, including the best rate achievable by uniformly-random codes in the deletion channel, the longest common subsequence problem between two random strings, and models of directed polymers in statistical physics. In the regime where N,M→∞N,M\to\infty at a fixed ratio α=M/N∈(0,1)α= M/N \in (0,1), we exhibit strict asymptotic separations between the null annealed free energy and the quenched free energies of the null and planted models at all values of the density parameter αα. This suggests that these models are in a spin glass phase at zero temperature throughout the entire dense regime. As a consequence, we show that uniformly-random codes achieve a positive rate in the deletion channel for all deletion probabilities p∈[0,1),p\in [0,1), settling multiple conjectures of the second author, Isik and Weissman (2024) and proving the first such positive rate result for the regime p≥1/2p \geq 1/2. We also give an exact analytic formula for the annealed free energy of the planted model for all values of the density parameter. This implies a corresponding analytic upper bound on the best rate achievable by uniformly-random codes in the deletion channel, complementing the lower bound from our first result. Our upper and lower bounds for the capacity of the deletion channel under uniform codes are far closer to each other than the best known upper and lower bounds for the capacity of the deletion channel.

AI Impact Assessments

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Scientific Impact Assessment: The Random Subsequence Model and Uniform Codes for the Deletion Channel

1. Core Contribution

This paper introduces the Random Subsequence Model, a spin glass model whose partition function counts subsequence embeddings of one random binary string into another. The paper studies null (independent strings) and planted (one string is a subsequence of the other) variants and establishes three main results:

1. Theorem 1.1: Strict separations between null annealed free energy and quenched free energies of both null and planted models for all density parameters α ∈ (0,1), suggesting a spin glass phase throughout the dense regime.

2. Corollary 1.2: Uniformly-random codes achieve positive rate in the binary deletion channel for *all* deletion probabilities p ∈ [0,1), settling conjectures from [PIW24] and providing the first positive-rate result for the regime p ≥ 1/2.

3. Theorem 1.3: An exact closed-form formula for the annealed free energy of the planted model, yielding analytic upper bounds on the uniform capacity.

The central problem addressed—understanding the capacity of the deletion channel—has been open for decades and is widely regarded as one of the most fundamental unsolved problems in information theory. The paper makes significant progress on the relaxed problem of uniform capacity.

2. Methodological Rigor

The paper demonstrates exceptional methodological sophistication, drawing from statistical physics, probabilistic combinatorics, information theory, and analytic combinatorics.

For Theorem 1.1, the proof strategy is particularly innovative. The authors construct a hypothesis testing framework via "good sets" G(x), using block-level alignment statistics to distinguish planted from null models. The key technical challenge—controlling induced total alignment uniformly over exponentially many near-equipartitions—is handled through the standardization algorithm (Definition 3.10), which approximates induced near-equipartitions by a much smaller class of standardized ones. The proof that biased stretches are rare (Proposition 3.12) and the uniform approximation bound (equation 3.22) are carefully executed.

The weak limit proofs (Section 2) use superadditive ergodic theory for the planted model and a more delicate argument exploiting self-replicating structure for the null model, where genuine superadditivity can fail. The skip vector encoding for the lower bound on f_null is elegant.

For Theorem 1.3, the proof proceeds through a clean variational analysis. Lemma 4.1's "gap product formula" reduces the combinatorial problem to compositions. The passage to a variational problem over empirical measures (Theorem 4.8) is rigorous, with careful treatment of Stirling approximations and support bounds. The closed-form evaluation of Z(x,y) via residue methods (Lemma 4.10) and the resolution of the resulting algebraic system (Proposition 4.12) are technically complete.

The Nishimori identity connecting null and planted models (equation 2.17) provides a clean structural link between the two variants.

3. Potential Impact

Information Theory: The resolution of [PIW24, Conjecture 3] is significant. The result that uniform codes work for all p < 1 changes the landscape of what is known about deletion channel coding. The upper and lower bounds on uniform capacity (Figure 1) are strikingly close—far tighter than existing bounds on full capacity—suggesting uniform capacity may be tractable.

Probability and Combinatorics: The connection to the longest common subsequence (LCS) problem (Section 1.1.2) positions the Random Subsequence Model as a natural "slice" of the LCS partition function framework. Progress here could inform the 50-year-old Chvátal-Sankoff problem.

Statistical Physics: The model provides a new instance of a rank-one directed polymer in random environment, distinct from the well-studied i.i.d. case. The suggestion that the Strict-Weak Polymer Model (with its exact solution) approximates the Random Subsequence Model (Figure 2) opens concrete research directions.

Coding Theory: The explicit lower bound (Theorem 3.13) with polynomial decay Ω((1-p)^k) as p→1, combined with the known upper bound O((1-p)^{4/3} log(1/(1-p))), pins down the qualitative behavior of uniform capacity near p=1.

4. Timeliness & Relevance

The deletion channel capacity problem is a longstanding bottleneck in information theory. Recent renewed interest, including [PIW24]'s conjectures and computational approaches, makes this work highly timely. The spin glass perspective connects to the vibrant research area at the intersection of statistical physics and combinatorial optimization.

5. Strengths & Limitations

Strengths:

  • Resolves concrete open conjectures with clean, definitive results
  • The interdisciplinary framing (spin glasses, directed polymers, information theory, LCS) maximizes potential reach
  • The exact formula in Theorem 1.3 is rare for deletion channel problems—most bounds are algorithmic
  • The paper is exceptionally well-organized, with clear proof overviews before technical details
  • The connection to the Strict-Weak Polymer Model (Figure 2, Section 5.2) is a compelling direction
  • Limitations:

  • The explicit constant k=362 in the polynomial lower bound is acknowledged to be far from sharp; the gap between Ω((1-p)^{362}) and O((1-p)^{4/3}) is enormous
  • The quenched free energy f_pl(α) remains unknown—the paper provides bounds but no formula, and Section 5.1 articulates why both replica and cavity methods face fundamental obstructions
  • The restriction to binary alphabets is natural but limits immediate generalization
  • The result concerns uniform capacity rather than full channel capacity; the gap between these remains unquantified
  • 6. Additional Observations

    The paper's Problem 5.3, proposing a "planted Strict-Weak Polymer" as a solvable proxy, is a well-motivated open problem that could catalyze follow-up work. The numerical evidence in Figure 2 that the Strict-Weak model closely approximates the Random Subsequence Model is compelling.

    Rating:8.5/ 10
    Significance 9Rigor 9Novelty 8.5Clarity 8.5

    Generated Apr 9, 2026

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