Uncertainty Aware Functional Behavior Prediction and Material Fatigue Assessment for Circular Factory

Nehal Afifi, Mehdi Khabou, Victor Mas, Jonas Hemmerich, Patric Grauberger, Stefan Dietrich, Volker Schulze, Sven Matthiesen

cs.AI(primary)
#2603 of 3355 · Artificial Intelligence
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Tournament Score
1330±46
10501800
44%
Win Rate
8
Wins
10
Losses
18
Matches
Rating
4.8/ 10
Significance
Rigor
Novelty
Clarity

Abstract

Returned products in circular factories re-enter production with heterogeneous degradation states, usage histories, and remaining capability. Reuse cannot be decided from the current inspection alone, because future function fulfillment and component integrity may evolve differently under the next service scenario. Existing PHM approaches support degradation prediction, but often target fixed operating conditions or isolated component benchmarks, while material-fatigue assessment is rarely linked to system-level functional prognosis. This paper addresses this gap for an angle grinder by combining uncertainty-aware functional prediction with component-level fatigue assessment in an instance-specific reliability workflow. The proposed framework combines the current tool state with recent force--torque usage windows. A convolutional encoder extracts loading patterns from spindle forces and shaft torque, and an LSTM backbone predicts nine functional variables as Gaussian mean and variance estimates. In parallel, the same loading history is translated into output-shaft fatigue information through finite-element-supported stress reconstruction, S--N/Miner damage evaluation with Haibach extension, and Paris-law crack-growth analysis. A streaming replay algorithm consolidates both branches into functional, material, and system reliability trajectories. Held-out tests show mean 2%2\%-tolerance accuracy of 0.9652 across nine outputs. Thermal variables are predicted near-perfectly, while drive motor current and load speed remain the most demanding dynamic outputs, with R2R^2 values of 0.9750 and 0.9924. Torque history is especially important for these variables, and the conventional LSTM outperforms GRU and xLSTM in the short-history setting. Reliability calibration is most informative for drive motor current, where predicted and observed exceedance probabilities ...

AI Impact Assessments

(1 models)

Scientific Impact Assessment

1. Core Contribution

This paper presents a dual-branch framework for assessing returned angle grinders in a circular factory context. The first branch uses a CNN-LSTM architecture with Gaussian negative log-likelihood training to predict nine functional variables (thermal, electrical, rotational, geometric) from the current tool state and recent force–torque usage windows. The second branch translates the same loading history into output-shaft fatigue information via FE-supported stress reconstruction, S–N/Miner damage accumulation with Haibach extension, and Paris-law crack growth analysis. A streaming replay algorithm (Algorithm 3) consolidates both branches into functional, material, and system reliability trajectories for instance-specific redeployment decisions.

The main novelty lies in the integration of data-driven functional prognosis with physics-based material fatigue assessment using shared operational loading data, framed specifically for circular manufacturing reuse decisions. This is a genuinely underexplored intersection—most PHM work targets isolated component degradation or fixed operating conditions, while material fatigue models rarely connect to system-level functional prognosis.

2. Methodological Rigor

Functional Branch: The CNN-LSTM architecture is straightforward but appropriate. The convolutional encoder for local temporal patterns in force–torque windows feeding into an LSTM for sequential context is a reasonable design choice. The increment-based prediction formulation (predicting changes rather than absolute values) is a sensible engineering decision that anchors forecasts to known initial states.

The ablation studies are well-structured:

  • Input ablation (Table 3) clearly demonstrates that torque history drives the largest accuracy gains for dynamic outputs (+0.2438 for drive motor current, +0.3397 for load speed)
  • Backbone comparison (LSTM vs. GRU vs. xLSTM) provides useful practical guidance, though the finding that conventional LSTM outperforms xLSTM in short-history settings is context-dependent and should not be over-generalized
  • Material Branch: The fatigue assessment follows established engineering practice (Basquin S–N, Palmgren–Miner, Haibach, Paris law). The FE-based stress reconstruction using Latin hypercube sampling of load components is methodologically sound. However, the material parameters are taken from literature (Li et al., 2023) rather than experimentally calibrated for the specific shaft specimens, introducing uncertainty that is acknowledged but not quantified.

    Significant weaknesses in validation:

  • The functional model is validated on controlled test-bench data with a single repeating 100s load cycle—not representative of heterogeneous real-world usage
  • Only a single angle grinder's degradation trajectory is used (400 hours, 5 inspection points)
  • The 80/10/10 file-level split from this limited dataset raises concerns about generalization
  • The material branch produces negligible Miner damage (~10⁻²⁵) because service stresses (~2.88 MPa) are far below the endurance limit (468 MPa), meaning the integration is demonstrated algorithmically but not validated under meaningful material degradation conditions
  • 3. Potential Impact

    The framework addresses a real industrial need: circular manufacturing requires instance-specific reuse decisions that combine functional and structural perspectives. The concept of a unified functional–material reliability space is valuable for the emerging circular factory paradigm.

    Practical applicability is currently limited by:

  • Dependence on controlled test-bench data rather than field data
  • The need for FE models and material characterization for each component type
  • The requirement for force–torque measurement infrastructure during operation
  • Validation on only one product type (angle grinder)
  • The Paris-law sensitivity analysis showing that amplifying the upper 10% of stress amplitudes by 1.6× reduces reuse from 31 to 3 cycles is a practically important finding—it demonstrates that rare high-load events dominate reusability, which has direct implications for how usage histories should be recorded and assessed.

    4. Timeliness & Relevance

    The paper is timely given growing interest in circular economy, remanufacturing, and sustainable manufacturing. The CRC 1574 "Circular Factory for the Perpetual Product" context is well-motivated. However, the gap between the vision (heterogeneous returned products, real redeployment decisions) and the current validation (single tool, controlled conditions, no actual degradation-critical material data) is substantial.

    The linking of PHM with material science for reuse decisions is a genuine research gap that few papers have addressed. The formalization of redeployment as an admissibility problem in a functional–material reliability space is a useful conceptual contribution.

    5. Strengths & Limitations

    Key Strengths:

  • Well-formulated problem at the intersection of PHM, reliability engineering, and circular manufacturing
  • Clean algorithmic presentation (Algorithms 1–3) with clear separation of concerns
  • Uncertainty-aware prediction with demonstrated calibration quality (ECE < 0.01 for drive motor current)
  • Comprehensive ablation studies that yield actionable design insights
  • The streaming replay algorithm is a practical contribution for deployment
  • Honest discussion of limitations, particularly the lack of fatigue-critical validation data
  • Notable Limitations:

  • Single product instance with controlled, repetitive loading—no heterogeneity validation
  • Material branch produces no meaningful degradation signal under tested conditions
  • The "integration" is primarily algorithmic (shared input data, min-based reliability consolidation) rather than demonstrating physical coupling between functional and material degradation
  • Nine output variables are predicted, but only one (drive motor current) has sufficient exceedance events for reliability calibration
  • The claim of "first integrated assessment framework" may be overstated given the limited validation scope
  • Right pinion clearance has R² = 0.3381, indicating the model explains very little variance for some outputs
  • No comparison with existing PHM frameworks or alternative integration approaches
  • Reproducibility concerns: data appears proprietary, no code availability mentioned
  • Overall Assessment:

    This paper makes a conceptually valuable contribution by framing the circular factory reuse problem as joint functional–material reliability assessment and providing an end-to-end computational framework. The functional prediction results are solid within their limited scope, and the material sensitivity analysis yields practical insights. However, the validation falls short of demonstrating the framework's value proposition—the material branch never encounters meaningful fatigue conditions, only one product instance is tested under controlled conditions, and the "integration" amounts to taking the minimum of two reliability values that never deviate from 1.0. The paper represents a promising proof-of-concept rather than a validated methodology, and its impact will depend heavily on follow-up work with more challenging and heterogeneous datasets.

    Rating:4.8/ 10
    Significance 5.5Rigor 4.5Novelty 5.5Clarity 6.5

    Generated Jun 5, 2026

    Comparison History (18)

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